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Showing 532 to 541 of 1404 search results for section of the Financial lives.

532. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

533. Culture and governance

     Firms Tasks for firms Published: 12/05/2015 Last modified: 04/07/2024
     Read about the FCA's work on culture and governance, including details of how to get involved.

534. Final Notice 2022: Thomas Henry Ward [pdf]

     Final notices Published: 17/05/2022
     This Final Notice (Thomas Henry Ward) refers to breaches of section 63A FSMA and FIT related to a lack of fitness/propriety in the investment adviser and pensions sector. We imposed a prohibition and financial penalty.

535. Enforcement

     About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
     Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

536. Direction under section 55U and section 60 and related provisions of the Financial Services and Markets Act 2000 [pdf]

     Handbook Published: 30/01/2017
     The purpose of this Direction is to: (a) create the “Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications”; (b) amend the Supervision manual to add the “Long Form A – UK and Overseas Firms (not

537. Personal data and enforcement

     Last modified: 22/02/2023
     How and why the FCA uses personal data to carry out its enforcement functions.

538. Interest rate hedging products (IRHP)

     Consumers Know your rights Published: 19/04/2016 Last modified: 14/12/2021
     We explain the background to the mis-selling and redress scheme.

539. FCA Warning List of unauthorised firms

     Consumers Scams Published: 03/04/2016 Last modified: 04/10/2023
     Search the FCA Warning List to find details of unauthorised firms and individuals that aren’t allowed to operate in the UK.

540. Cyber resilience good practice for firms

     News stories Published: 19/12/2023 Last modified: 19/12/2023
     The FCA, Bank of England and Prudential Regulation Authority have published the latest annual CBEST thematic report.

541. Variation of permission

     Tasks for firms Published: 10/05/2015 Last modified: 03/05/2024
     If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).

542. FCA welcomes independent review into access to cash

     Statements Published: 06/03/2019 Last modified: 06/03/2019
     This statement outlines the independent review into access to cash.