Search results

Showing 562 to 571 of 1404 search results for section of the Financial lives.

562. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

563. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

564. FCA and HMRC make collaboration agreement

     Statements Published: 11/05/2020 Last modified: 11/05/2020
     Under Section 79(3) of the Investigatory Powers Act 2016 and Section 8.58 of the Statutory Code of Practice, this is notification that the Financial Conduct Authority (FCA) and Her Majesty’s Revenue & Customs (HMRC) have made a Collaboration

565. Innovation: engagement

     Firm authorisation process Published: 29/06/2017 Last modified: 04/05/2023
     To maximise the reach of our Innovation initiatives, the FCA engages with firms across the UK and internationally.

566. Adviser reporting requirements

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

567. Apply to become an electronic money or a payment institution

     Firm authorisation Published: 28/04/2015 Last modified: 19/06/2024
     Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.

568. Regulation in a changing world

     Speeches Published: 21/10/2019 Last modified: 21/10/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

569. Market Abuse Regulation

     Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
     The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

570. Whistleblowing in practice: Case studies

     Firms Published: 21/10/2020 Last modified: 01/02/2024
     Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.

571. UK EMIR library

     Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
     To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

572. Credit broking firms: key rules

     Tasks for regulated firms Published: 23/11/2015 Last modified: 16/02/2023
     Read about the key rules for credit broking firms.