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Showing 572 to 581 of 1404 search results for section of the Financial lives.

  1. Final Notice 2022: TFS Loans Ltd (in administration) [pdf]

    Final notices Published: 10/06/2022
    This Final Notice (TFS Loans Ltd in administration) refers to breaches of the Principle 6 and 3 and CONC related to the unfair treatment of customers acting as guarantors in the consumer credit sector. A financial penalty has been imposed and TFS
  2. Institutional disclosure working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the institutional disclosure working group made its recommendations to the FCA in June 2018.
  3. Professional indemnity insurance

    Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
    Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.
  4. Control thresholds or bands

    Tasks for firms Published: 03/08/2015 Last modified: 13/12/2023
    Learn about the different control bands for when you need to tell the FCA about a change in control.
  5. Information on individual advisers - October 2022

    FOI Release Date of Release: 28/10/2022
    FCA provides information on Individual advisers.
  6. Primary Market Bulletin 39

    Newsletters Published: 23/03/2022 Last modified: 24/03/2022
    In this edition we announce the proposed removal of the temporary measures we introduced in 2020 allowing for the delayed annual and interim financial reporting, as well as rescinding the temporary measures regarding working capital statements and
  7. Experienced professionals

    Join us Published: 28/09/2016 Last modified: 05/03/2024
    Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application.
  8. Gefion Insurance A/S declared bankrupt

    Statements Published: 07/06/2021 Last modified: 07/06/2021
    Gefion Insurance A/S (Gefion) is an insurance firm authorised and regulated by the Danish Financial Supervisory Authority (DFSA).
  9. FCA Data Bulletin: March 2018 - underlying data [xlsx]

    Data Published: 20/03/2018
    Underlying data - findings from the FCA’s Financial Lives Survey 2017 – pensions and retirement income sector. Latest trends in the retirement income market.
  10. Cryptoassets: AML / CTF regime

    Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
    We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.