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Showing 592 to 601 of 1404 search results for section of the Financial lives.

  1. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.
  2. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement
  3. Information on employment of section 166 powers - January 2022

    FOI Release Date of Release: 04/01/2022
    The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime.
  4. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.
  5. Our gender pay gap 2017

    Data Published: 30/10/2017 Last modified: 10/06/2022
    New legislation requires all companies with over 250 employees to measure and report gender pay gap information on an annual basis.
  6. FCA reveals the financial experiences of people in the UK: More than half of people in Scotland are potentially vulnerable

    Last modified: 20/06/2018
    The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more
  7. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.
  8. FCA website project enters its final phases

    News stories Published: 19/04/2016 Last modified: 20/04/2016
    We have spent time testing and refining ideas and designs, with a wide cross section of website users, including firms and consumers. ... From June, users will be able to search by site section, date and document type.
  9. FCA provides update on PPI

    Press Releases Published: 02/08/2016 Last modified: 26/06/2019
    FCA statement, 2 October 2015: The Financial Conduct Authority’s Statement on payment protection insurance (PPI). ... premium made the relationship between the lender and the borrower unfair under section 140A of the Consumer Credit Act 1974.
  10. Submit a change in control notification

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Find out how to prepare your notification and understand what happens after you submit it.