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Showing 632 to 641 of 1404 search results for section of the Financial lives.

  1. Become an appointed representative

    Tasks for regulated firms Published: 18/05/2015 Last modified: 15/12/2022
    Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.
  2. Four guilty in relation to £1.4 million investment scheme

    Press Releases Published: 01/12/2017 Last modified: 01/12/2017
    In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment scheme which led to more than 300 investors losing a total of
  3. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.
  4. Information on enforcement on SMCR - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information potential breaches of the SMCR generally and non-financial misconduct specifically.
  5. Whistleblowing quarterly data 2023 Q2

    Data Published: 13/10/2023 Last modified: 13/10/2023
    The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured.
  6. Information on the Future Fund Programme admistered by the British Business Bank - August 2021

    FOI Release Date of Release: 02/08/2021
    The FCA provides information on the Future Fund Programme which is administered by the British Business Bank.
  7. Research Note: Do consumers understand the risks associated with different ways of saving?

    Research notes Published: 18/03/2022 Last modified: 15/11/2022
    We use the FCA’s Financial Lives survey to explore the extent to which consumers understand the risks and potential returns associated with different ways of saving.
  8. Information on general insurance - October 2022

    FOI Release Date of Release: 17/10/2022
    FCA provides information on Acquisition of general insurance brokers approved and declined.
  9. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.
  10. The retail intermediary market 2021

    Data Published: 21/07/2022 Last modified: 21/07/2023
    This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR).