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Showing 662 to 671 of 1404 search results for section of the Financial lives.

  1. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  2. The retail intermediary market 2020

    Data Published: 29/07/2021 Last modified: 21/07/2022
    This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR).
  3. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 12/07/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.
  4. Securitisation Repositories

    Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
    A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.
  5. Corporate responsibility

    About us How we operate Published: 03/04/2016 Last modified: 20/07/2023
    Find out about the FCA's corporate responsibility agenda, including our role within the community and our commitment to safeguarding resources.
  6. Innovation and improving outcomes

    Speeches Published: 17/06/2016 Last modified: 17/06/2016
    Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London.
  7. Whistleblowing quarterly data 2021 Q3

    Data Published: 25/11/2021 Last modified: 01/02/2024
    Our data shows the number of new whistleblowing reports the FCA received in July to September and the allegations they featured.
  8. Whistleblowing quarterly data 2024 Q1

    Data Published: 11/06/2024 Last modified: 14/06/2024
    The data shows the number of new whistleblowing reports the FCA received between January and March 2024 and the allegations they featured.
  9. FCA reveals the financial experiences of people in the UK: The North East has the lowest level of adults with savings or investments of any part of the UK

    Last modified: 20/06/2018
    The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more
  10. FCA publicly censures Redcentric PLC for market abuse

    Press Releases Published: 26/06/2020 Last modified: 26/06/2020
    The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.