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Showing 672 to 681 of 1404 search results for section of the Financial lives.

  1. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.
  2. FCA reveals the financial experiences of people in the UK: Northern Irish attitudes towards finance are more downbeat than rest of UK

    Last modified: 20/06/2018
    The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more
  3. Competition Annual Report 2018/19 [pdf]

    Corporate documents Published: 09/07/2019
    The FCA reports on how it delivered against its competition objective across financial services. You’ll find sections on identifying potential harm, diagnosing the cause of harm, choosing remedies to address harms and measuring our impact in
  4. Corporate finance firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.
  5. First Supervisory Notice 2022: Micro-E C.I.C [pdf]

    Supervisory notices Published: 16/01/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(2)(a) and (3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Micro-E C.I.C
  6. Advising on pension transfers – our expectations

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    Check the FCA requirements when you provide advice on pension transfers.
  7. Retirement income market data 2022/23

    Data Published: 16/04/2024 Last modified: 16/04/2024
    This page provides analysis of the latest data from firms on the retirement income market for 2022/23.
  8. Social media guidance set for revamp

    Press Releases Published: 17/07/2023 Last modified: 17/07/2023
    Read the consultation paper on our financial promotions guidance for social media.
  9. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.
  10. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.