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Showing 682 to 691 of 1404 search results for section of the Financial lives.

  1. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.
  2. FCA FIRDS

    Markets Published: 01/02/2019 Last modified: 21/12/2022
    Information on our Financial Instruments Reference Data System (FCA FIRDS). Read more about how FCA FIRDS works.
  3. A to Z of financial terms - Section of the Financial lives

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.
  4. FCA reveals the financial experiences of people in the UK: The South West has the highest proportion of adults overdrawn in the last 12 months compared to rest of UK

    Last modified: 20/06/2018
    The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more
  5. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017
  6. How we are making form filling easier for applicants

    Blogs Published: 12/10/2023 Last modified: 12/10/2023
    The FCA is making improvements to the application process for authorisation and the first form we're looking at is Form A.
  7. Numbers of CASS audit opinions received by the FCA

    FOI Release Date of Release: 09/09/2021
    The FCA provides information on the numbers of CASS audit opinions received
  8. Competition and insurance

    Speeches Published: 02/06/2014 Last modified: 30/07/2015
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London.This is the text of the speech as drafted, which may differ from the delivered version.
  9. Katherine of Alexandria Ltd – options for investors

    News stories Published: 25/02/2016 Last modified: 26/02/2016
    Katherine of Alexandria Ltd is not authorised by the FCA so was in breach of the provisions of section 19 of the Financial Services and Markets Act 2000 (FSMA). ... A breach of section 19 of FSMA by an unauthorised firm gives rise to consumers’
  10. Finance for positive, sustainable change

    Blogs Published: 10/02/2023 Last modified: 14/02/2023
    In this blog, Sacha Sadan delves into how the FCA has been working with industry, government and global partners to raise ESG standards.