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Showing 702 to 711 of 1404 search results for section of the Financial lives.

702. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

703. NPPR supervisory co-operation arrangements (MoUs)

     Published: 27/05/2016 Last modified: 25/09/2023
     The FCA provides information on Memorandums of Understanding (MoUs) and it is a pre-condition under the Alternative Investment Fund Managers Directive (AIFMD)

704. Market Watch 74

     Newsletters Published: 25/07/2023 Last modified: 25/07/2023
     n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

705. Rolling regulation forwards

     Speeches Published: 16/11/2022 Last modified: 16/11/2022
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

706. Apply to become a general insurance intermediary

     Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
     Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website.

707. Wholesale brokers

     Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

708. Panel appointments: Statement of Policy by the FCA

     Statements Published: 22/03/2024 Last modified: 22/03/2024
     Our Statement of Policy on panel appointments states our policy for appointing members to our statutory panels, in accordance with the Financial Services and Markets Act 2000.

709. Whistleblowing quarterly data 2021 Q4

     Data Published: 28/02/2022 Last modified: 04/08/2022
     Our data shows the number of new whistleblowing reports the FCA received in October to December 2021 and the allegations they featured.

710. Information on Whistleblowing - December 2022

     FOI Release Date of Release: 07/12/2022
     The FCA provides information Whistleblowing.

711. Apply to become a home finance provider

     Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
     Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.

712. Decision Notice: Bank House Investment Management Limited [pdf]

     Decision notices Published: 09/05/2019
     This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a