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Showing 772 to 781 of 1404 search results for section of the Financial lives.

  1. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.
  2. Cautious optimism for the post-pandemic world

    Speeches Published: 23/04/2021 Last modified: 23/04/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association.
  3. First Supervisory Notice 2022: Umuthi Healthcare Solutions plc [pdf]

    Supervisory notices Published: 28/10/2022
    Pursuant to section 77(1) and 77(2A) of the Financial Services and Markets Act 2000, the FCA has decided to cancel (or 'discontinue') Umuthi Healthcare Solutions plc from the Official List.
  4. Information for firms on motor finance complaints 

    Consumer credit firms Published: 24/01/2024 Last modified: 12/04/2024
    Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry.
  5. Defined benefit pension transfers

    Tasks for firms Published: 16/06/2019 Last modified: 19/06/2023
    Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area.
  6. Approving financial promotions

    Tasks for firms Published: 26/11/2019 Last modified: 28/05/2024
    Firms which approve financial promotions must ensure those promotions follow FCA rules. Find out about approving financial promotions of unauthorised persons.
  7. Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme

    Press Releases Published: 31/01/2018 Last modified: 31/01/2018
    Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified
  8. Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review

    Calls for input Published: 30/04/2019 Last modified: 03/12/2020
    The Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR) aim to improve consumer outcomes from financial advice and guidance. The FCA is reviewing their impact on the market to date, and assessing how the market may develop
  9. Three charged with insider dealing

    Press Releases Published: 28/04/2015 Last modified: 05/04/2023
    As part of an investigation by the FCA Manjeet Singh Mohal, Reshim Birk and Surinder Pal Singh Sappal all of Southall, Middlesex appeared before Westminster Magistrates’ court in respect of offences of insider dealing.
  10. Cost of living consumer credit data collection

    Firms Published: 01/11/2022 Last modified: 07/05/2024
    More information on the collection of data from consumer credit firms so we can monitor and assess the impact of the rising cost of living on consumers