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Showing 782 to 791 of 1404 search results for section of the Financial lives.

  1. Financial promotions quarterly data 2021 Q4

    Data Published: 03/02/2022 Last modified: 27/04/2022
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 2021 Q4.
  2. Exemptions and exclusions from authorisation

    Firm authorisation Published: 08/08/2017 Last modified: 30/11/2023
    There are some circumstances where firms don’t need to be authorised by us. Find out if you qualify.
  3. FCA imposes restrictions on rebuildingsociety.com Ltd

    Statements Published: 10/10/2023 Last modified: 10/10/2023
    We have imposed restrictions on rebuildingsociety.com Ltd to restrict it from approving cryptoasset financial promotions.
  4. First Supervisory Notice 2023: Harvest Associates Ltd [pdf]

    Supervisory notices Published: 05/06/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Harvest Associates Ltd with immediate effect.
  5. Building cyber resilience

    Speeches Published: 26/01/2018 Last modified: 26/01/2018
    Speech by Robin Jones, Head of Technology, Resilience & Cyber at the FCA, delivered to the PIMFA Financial Crime Conference, London.
  6. Statement on Plevin v Paragon Personal Finance Ltd

    Statements Published: 27/05/2015 Last modified: 27/06/2019
    In January, the Financial Conduct Authority (FCA) announced that it would be collecting evidence on current trends in complaints on payment protection insurance (PPI).
  7. Six guilty in relation to £2.7m boiler room scam

    Press Releases Published: 11/12/2017 Last modified: 11/12/2017
    In a criminal prosecution brought by the Financial Conduct Authority (FCA), three defendants have today been found guilty for their roles in a series of boiler rooms which led to the loss of more than £2.7m of investors’ funds. 
  8. Information on Section 166 reports concerning representative APR - June 2022

    FOI Release Date of Release: 21/06/2022
    The FCA provides information on Section 166 reports concerning representative APR.
  9. Information on Covid whistleblowing reports for 2020/21 - August 2021

    FOI Release Date of Release: 09/08/2021
    The FCA provides information on the covid-specific whistleblower allegations referred to in the FCA's annual report for 2020/21.
  10. Market Watch 70

    Newsletters Published: 03/10/2022 Last modified: 03/10/2022
    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved