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Showing 802 to 811 of 1404 search results for section of the Financial lives.

  1. How we decide rates for annual fees

    Tasks for regulated firms Published: 08/05/2015 Last modified: 13/02/2023
    Find out about the yearly round of consultations and policy proposals that the FCA uses to set fees for the next financial year. 
  2. UK dark pools and reference prices

    Insight Published: 15/09/2016 Last modified: 17/02/2017
    The City’s equivalent to a traveller purchasing a plane ticket at an ‘old’ price as live airfares change. ... But the reality is dark pools play an important and distinct role in today’s financial world.
  3. CP15/42: Quarterly Consultation Paper No. 11

    Consultation papers Published: 04/12/2015 Last modified: 17/12/2015
    add text to EG 7 to reflect the FCA’s ability to apply to the Court under section 89NA for a voting rights suspension order. ... 4, 5, 6, 8 and 10 (see the Overview section in the QCP for further details).
  4. New guidance to help firms do more for vulnerable consumers

    Press Releases Published: 29/07/2020 Last modified: 25/09/2020
    The FCA has set out new best practice guidance for firms to do more to protect vulnerable consumers.
  5. Financial promotions quarterly data 2021 Q1

    Data Published: 05/04/2021 Last modified: 03/02/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1.
  6. Our response to the 2015-16 Annual Report of the Office of the Complaints Commissioner [pdf]

    Corporate documents Published: 18/07/2016 Last modified: 27/07/2016
    For the year ended 31 March 2016. Presented to Parliament pursuant to section 87 of the Financial Services Act 2012 (as amended by the Small Business, Enterprise and Employment Act 2015).
  7. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 24/06/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.
  8. The future of the UK mortgage market

    Speeches Published: 07/09/2015 Last modified: 07/09/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the FCA mortgage conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  9. FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators

    Press Releases Published: 01/03/2016 Last modified: 18/01/2017
    The Financial Conduct Authority (FCA) has launched 'Live & Local', a regional programme which will include a series of events, workshops and roundtables, taking place across 12 regions in the UK. ... January. South East. February. North West. March.
  10. K & R Partners Limited (clone of FCA authorised firm)

    Warnings Published: 25/10/2018 Last modified: 21/11/2020
    K & R Partners Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and