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Showing 812 to 821 of 1404 search results for section of the Financial lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. Final Notice 2022: Bank House Investment Management Limited [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a financial penalty

  3. RMA-D Regulatory capital and financial resources: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-D Regulatory capital and financial resources: FAQs

  4. UK dark pools and reference prices

    Insight Published: 15/09/2016 Last modified: 17/02/2017
    The City’s equivalent to a traveller purchasing a plane ticket at an ‘old’ price as live airfares change. ... But the reality is dark pools play an important and distinct role in today’s financial world.

  5. Principal trading firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  6. Ex-Mortgage Broker pleads guilty to 12 Criminal Offences

    Press Releases Published: 14/06/2013 Last modified: 17/09/2013
    In a case brought by the Financial Conduct Authority (FCA) Michael Joseph James Lewis, in a plea and case management hearing at Maidstone Crown Court, pleaded guilty to ten counts of breaching the general prohibition under Section 19 of the

  7. Financial promotions quarterly data 2022 Q2

    Data Published: 22/07/2022 Last modified: 04/11/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022.

  8. Insurance company complaints from Q2 2017 to date - January 2022

    FOI Release Date of Release: 07/01/2022
    The FCA provides data relating to complaints about general insurance products and companies.

  9. First Supervisory Notice 2022: Vector Wealth Limited [pdf]

    Supervisory notices Published: 22/04/2022 Last modified: 27/04/2022
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements.

  10. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  11. Filing of Structured Annual Financial Reports

    Markets Published: 14/09/2020 Last modified: 09/02/2024
    ESEF is the standard for digital financial reporting by companies admitted to trading on EU and UK regulated markets.
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