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Showing 832 to 841 of 1404 search results for section of the Financial lives.
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Financial Lives survey
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services. -
Financial promotions quarterly data 2021 Q3
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3. -
Cash-based money laundering
Find out about the FCA's work on reducing money laundering through cash deposits at the Post Office and their current expectations of firms’ controls. -
The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)
The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI). Statements First published:. ... degree of protection for consumers and protecting and enhancing the integrity of the UK financial system. -
MIFIDPRU Remuneration Code (SYSC 19G)
The FCA provides information on how MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms. -
Saluting our sisters for Black History Month
To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change. -
Exemptions from short-selling requirements
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR. -
Nikhil Rathi – APM opening remarks 2022
Opening remarks by Nikhil Rathi, Chief Executive of the FCA delivered at the FCA's 2022 Annual Public Meeting. -
Former equities trader charged with insider dealing
The Financial Conduct Authority (FCA) has charged Damian Frank Clarke (DOB: 06/10/1975), a former equities trader at Schroders Investment Management Limited, with 9 counts of insider dealing, contrary to Section 52(1) of the Criminal Justice Act 1993 -
Financial promotions quarterly data 2021 Q2
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q2. -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.