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Showing 892 to 901 of 1404 search results for section of the Financial lives.

892. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

893. FCA progresses market abuse claim against Globo Plc chiefs

     Press Releases Published: 04/11/2022 Last modified: 04/11/2022
     The Financial Conduct Authority (FCA) has commenced civil proceedings against the former CEO and CFO of Globo Plc for alleged market abuse.

894. How the UK will regulate for the future

     Speeches Published: 14/07/2022 Last modified: 14/07/2022
     Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

895. Skilled Persons appointments 2017-2021 information – October 2021

     FOI Release Date of Release: 06/10/2021
     FCA provides Skilled Persons appointments 2017-2021 information.

896. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

897. Apply for fund authorisation

     Tasks for firms Published: 10/05/2015 Last modified: 25/01/2024
     Investment funds established in the UK and structured as collective investment schemes (CIS) must be authorised by us to be promoted to retail investors in the UK.

898. Further First Supervisory Notice 2022: Indigo Michael Limited [pdf]

     Supervisory notices Published: 03/02/2023
     For the reasons given and pursuant to sections 55L(2)(a), 55L(2)(c) and (3)(b) of the Financial Services and Markets Act 2000, the FCA has decided to vary the requirements imposed on Indigo Michael Limited by a First Supervisory Notice issued on 12

899. Financial promotions quarterly data 2023 Q1

     Data Published: 05/05/2023 Last modified: 04/08/2023
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .

900. Cases the FCA has prosecuted for fraud - February 2021

     FOI Release Date of Release: 02/02/2021
     The FCA provides figures The figures for cases that the Unauthorised Business Department have prosecuted for fraud.

901. Leaving SRO or CRO

     Published: 03/03/2021 Last modified: 02/01/2024
     Find out how to cancel a temporary permission if your firm is in the TPR or SRO.

902. Update on the FCA’s review of treatment of Politically Exposed Persons

     Statements Published: 19/06/2024 Last modified: 19/06/2024
     The findings from this review were due to be published in line with the end of June deadline.