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Showing 912 to 921 of 1404 search results for section of the Financial lives.

912. Financial Lives survey

     Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

913. Primary Market Bulletin 45

     Newsletters Published: 10/08/2023 Last modified: 10/08/2023
     This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures.

914. FCA charges Simon Day with one offence of money laundering

     Press Releases Published: 22/07/2021 Last modified: 22/07/2021
     Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Simon Day with one offence of money laundering, contrary to Section 327(1) of the Proceeds of Crime Act.

915. Individual charged with fraud over unauthorised investment scheme

     Press Releases Published: 22/01/2024 Last modified: 23/01/2024
     The Financial Conduct Authority (FCA) has launched criminal proceedings against Guy Flintham for committing fraud by false representation and for carrying out regulated activity without authorisation.

916. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

     Press Releases Published: 26/07/2021 Last modified: 26/07/2021
     Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.

917. First Supervisory Notice 2023: Abbey Lane Financial Associates Limited [pdf]

     Supervisory notices Published: 22/02/2023
     For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Abbey Lane Financial

918. First Supervisory Notice 2022: Alexander David Securities Limited [pdf]

     Supervisory notices Published: 04/07/2022
     For the reasons given in this First Supervisory Notice, and pursuant to section 55L(2)(a) and (c) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements.

919. The importance of international co-operation

     Speeches Published: 09/10/2018 Last modified: 09/10/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

920. Complaints handling review findings

     Multi-firm reviews Published: 15/08/2018 Last modified: 15/08/2018
     The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints.

921. UK MiFIR data reporting and LIBOR transition

     Markets Published: 09/07/2021 Last modified: 23/05/2022
     We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

922. FCA publishes review into unsecured credit market

     Press Releases Published: 02/02/2021 Last modified: 02/02/2021
     We have published a report on change and innovation in the unsecured consumer credit market following a Review by former Interim Chief Executive, Christopher Woolard CBE