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Showing 1 to 10 of 482 search results for senior insurance managers regime.

1. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)

   Consultation papers Published: 11/11/2015 Last modified: 11/11/2015
   CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR). Consultation papers First published:. ... PRA: Consequential amendments to the Senior Managers Regime (SMR) and the Senior Insurance Managers Regime (SIMR).

2. Senior Managers and Certification Regime

   Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
   The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

3. Milestone for insurers as they come under the Senior Managers and Certification Regime

   News stories Published: 10/12/2018 Last modified: 10/12/2018
   The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today.

4. Senior Managers and Certification Regime: one year on

   News stories Published: 07/03/2017 Last modified: 20/03/2024
   The FCA marks one year since we introduced of the Senior Managers and Certification Regime.

5. Credit unions

   Tasks for firms Published: 11/05/2015 Last modified: 03/05/2024
   Find out how to get authorised and about other requirements for credit unions.

6. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

   Press Releases Published: 26/07/2017 Last modified: 26/07/2017
   In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

7. Information on the Senior Managers Certification Regime fines - April 2022

   FOI Release Date of Release: 22/04/2022
   The FCA provides information on how many fines were issued to Senior managers.

8. Information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime - November 2020

   FOI Release Date of Release: 18/11/2020
   FCA provides information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime.

9. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

   Statements Published: 03/04/2020 Last modified: 22/09/2022
   We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change

10. Statistics provided on the Senior managers' Regime - January 2020

    FOI Release Date of Release: 03/01/2020
    FCA Provides Statistics of Individuals under the scope of Senior Managers and Certification Regime.