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Showing 221 to 230 of 482 search results for senior insurance managers regime.

221. Appointing intermediaries if you’re a funeral plan provider

     Firms Tasks for firms Published: 02/05/2021 Last modified: 01/11/2023
     Find out how to appoint intermediaries to distribute and sell your plans.

222. FCA statement on the publication of the FX Global Code

     Statements Published: 25/05/2017 Last modified: 25/05/2017
     The FCA welcomes today’s publication of the FX Global Code. As we set out in our Mission, standards can be a useful way for the industry to police itself in support of our regulatory work and can help firms to communicate expectations of

223. Passporting between the UK and Gibraltar

     Firms Published: 12/01/2023 Last modified: 11/12/2023
     Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

224. Culture and conduct - extending the accountability regime

     Speeches Published: 20/09/2017 Last modified: 20/09/2017
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

225. Strengthening Accountability in Banking: Senior Managers & Certification Regime slides [pdf]

     Documents Published: 06/10/2015 Last modified: 03/08/2016
     These slides provide additional information for firms on the regime. They summarise existing information and do not represent formal FCA Guidance.

226. Statement: Strengthening Accountability in Banking

     Statements Published: 03/03/2015 Last modified: 08/09/2016
     new Senior Managers and Certification Regime (SM&CR) will be 7 March 2016 and that transitional documentation will need to be submitted to the regulators by 8 February 2016. ... the accountability of bank senior management and to raise standards of

227. Agreements with overseas regulators

     About us What we do Last modified: 17/12/2021
     See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators.

228. Debating trust and confidence in banking

     Speeches Published: 28/05/2015 Last modified: 28/05/2015
     Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

229. FG19/2: Summary feedback for guidance [pdf]

     Finalised guidance Published: 07/03/2019
     This document provides a summary of the feedback we received, and our response, to consultation GC18/4 on the Senior Managers and Certification Regime: Proposed guidance on Statements of Responsibilities and Responsibilities Maps for FCA firms.

230. 2013 fines

     News stories Published: 02/01/2013 Last modified: 26/03/2024
     Fines published during the calendar year ending December 2013.