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Showing 241 to 250 of 482 search results for senior insurance managers regime.

241. Our investigations – the evolving approach

     Speeches Published: 15/06/2017 Last modified: 15/06/2017
     Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

242. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

     Correspondence Published: 31/01/2018
     We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers &

243. Policy development update

     News stories Published: 02/07/2020 Last modified: 10/09/2021
     The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

244. Transforming culture in financial services

     Speeches Published: 19/03/2018 Last modified: 19/03/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

245. Information on senior manager appointments - August 2022

     FOI Release Date of Release: 09/08/2022
     The FCA provides information information on senior manager appointments.

246. Apply to become a consumer investments firm

     Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

247. Executive committees

     About us Who we are Published: 02/04/2016 Last modified: 08/04/2024
     Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

248. About the FCA

     About us What we do Published: 19/04/2016 Last modified: 26/04/2024
     The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

249. The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms [pdf]

     Policy statements Published: 04/07/2018

250. Overall responsibility and the legal function: DP16/4

     Discussion papers Published: 28/09/2016 Last modified: 23/01/2019
     In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.