Search results

Showing 161 to 170 of 829 search results for senior managers regime.

161. Sustainability

     Speeches Published: 22/07/2014 Last modified: 05/08/2014
     the Senior Managers and Certified Persons Regimes. ... The new regime will increase accountability of individuals in positions of responsibility and raise standards of governance.

162. Approved Persons help text: Connect

     Published: 12/05/2016 Last modified: 04/10/2023
     Read the FCA Connect help text for Approved Persons.

163. Overall responsibility and the legal function: DP16/4

     Discussion papers Published: 28/09/2016 Last modified: 23/01/2019
     In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.

164. The future of LIBOR

     Speeches Published: 27/07/2017 Last modified: 27/07/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London.

165. Global regulation in the post-crisis era

     Speeches Published: 30/06/2016 Last modified: 01/07/2016
     Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

166. Chairman's speech to the Trust in Banking Conference

     Speeches Published: 20/10/2015 Last modified: 22/10/2015
     Speech by John Griffith Jones, Chairman, FCA, delivered at the Trust in Banking Conference, organised by Cambridge Judge Executive Education at the London Stock Exchange. This is the text of the speech as drafted, which may differ from the delivered

167. Consumer Duty – information for firms

     Tasks for firms Published: 02/10/2022 Last modified: 26/06/2024
     To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

168. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

169. The FCA’s role in preparing for Brexit

     Statements Published: 27/06/2018 Last modified: 31/01/2020
     Further to the announcement from the Treasury on its approach to amending financial services legislation under the European Union (Withdrawal) Act, this statement provides stakeholders with an update on how we are preparing for the UK leaving the

170. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

     Press Releases Published: 16/03/2015 Last modified: 16/03/2015
     sets out how the FCA will implement the Senior Managers Regime (SMR); and. ... The new framework comprises two regimes, a ‘Senior Managers Regime’ and a ‘Certification Regime’, which aim to encourage individuals to take greater responsibility for