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Showing 191 to 200 of 829 search results for senior managers regime.

191. Authorisation and registration application fees

     Firm authorisation Published: 07/08/2017 Last modified: 15/07/2024
     Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

192. FCA publishes 2016/17 Business Plan

     Press Releases Published: 05/04/2016 Last modified: 05/04/2016
     extend the Senior Managers and Certification Regime to all FSMA firms, supervising the major UK FICC benchmarks and launching the 'Regulatory Sandbox' to give firms a safe space to test innovative

193. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

194. Business Plan 2024/25

     Business plans Published: 19/03/2024 Last modified: 09/04/2024
     Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

195. CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals

     Consultation papers Published: 16/03/2015 Last modified: 14/09/2015
     To give firms as much time as possible to prepare for the changes, this paper provides a set of near-final rules on our new Senior Managers’ Regime, together with a ... apply it, and the steps that a Senior Manager should take in order to rebut the

196. Assessing the value of financial advice

     Speeches Published: 04/12/2017 Last modified: 11/04/2018
     Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

197. Regulation in a changing world

     Speeches Published: 21/10/2019 Last modified: 21/10/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

198. Speech: Culture in UK banking – regulatory priorities

     Insight Published: 18/10/2016 Last modified: 17/02/2017
     Hence the main aim of our major initiative, the Senior Managers and Certification Regime or ‘SMCR’, is to drive cultural change. ... FCA’s Senior Managers Regime for financial firms.

199. Coronavirus: Information for small businesses that are customers of financial services firms

     Firms Published: 07/06/2020 Last modified: 26/05/2021
     Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.

200. The business of social purpose

     Speeches Published: 26/11/2020 Last modified: 26/11/2020
     A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.