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Showing 241 to 250 of 829 search results for senior managers regime.

241. Culture in financial institutions: it’s everywhere and nowhere

     Speeches Published: 16/03/2017 Last modified: 20/03/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the HKMA Annual Conference for Independent Non-Executive Directors.

242. Vote Reporting Group

     Firms Published: 24/02/2023 Last modified: 26/04/2024
     Find out how the group aims to improve shareholder vote reporting by UK asset managers.

243. The hallmarks of a future-fit workforce

     Speeches Published: 05/03/2024 Last modified: 05/03/2024
     Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at TheCityUK and Financial Services Skills Commission Future Skills Conference.

244. Conduct risk during LIBOR transition

     Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
     Questions and answers for firms on conduct risk during LIBOR transition.

245. Asset management market study

     Market studies Published: 18/11/2015 Last modified: 24/09/2018
     We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.

246. FCA publishes Annual Report and Accounts 2017/18

     Press Releases Published: 19/07/2018 Last modified: 03/08/2018
     The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.

247. Financial Stability Board publishes Peer Review of UK remuneration regime

     Statements Published: 14/04/2021 Last modified: 14/04/2021
     A joint statement with the PRA welcoming the Financial Stability Board’s (FSB) Peer Review of the UK’s compensation regime.

248. Primary Market Bulletin 49

     Newsletters Published: 20/05/2024 Last modified: 31/05/2024
     This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report  

249. Carbon credit trading scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.

250. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

     Policy statements Published: 28/09/2016 Last modified: 03/05/2017
     This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance