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Showing 281 to 290 of 829 search results for senior managers regime.

281. Has the industry improved ten years on?

     Speeches Published: 14/06/2018 Last modified: 15/06/2018
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.

282. CMCs: how we will authorise and regulate firms

     Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
     Claims management companies are subject to FCA regulation. Read about the standards and rules your firm will need to meet.

283. Regulation - supporting vibrant markets

     Speeches Published: 02/06/2015 Last modified: 02/06/2015
     Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the Future of Financial Services event in London. This is the text of the speech as drafted, which may differ from the delivered version.

284. IFPR implementation observations: quantifying threshold requirements and managing financial resources

     Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
     Firms should consider these and how they can strengthen their processes.

285. Keeping up with the credit sector: the FCA’s view on the market today

     Speeches Published: 30/03/2017 Last modified: 30/03/2017
     Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.

286. IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm

     Statements Published: 16/08/2022 Last modified: 16/08/2022
     The FCA clarify the definition of ’Significant SYSC firm’ and eligibility for Enhanced Status under the SM&CR regime

287. Review of property funds and liquidity risks

     Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
     Findings from our suspended property fund review.

288. Business Plan 2022/23

     Business plans Published: 07/04/2022 Last modified: 27/04/2022
     The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

289. Information on first names within the Senior Managements Function - August 2021

     FOI Release Date of Release: 02/08/2021
     The FCA provides information on the 50 most common forenames within the Senior Managements Function.

290. Information on open FCA enforcement investigations - December 2020

     FOI Release Date of Release: 21/12/2020
     The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020.