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Showing 291 to 300 of 829 search results for senior managers regime.

291. Wholesale market policy – a year in review

     Speeches Published: 11/12/2015 Last modified: 11/12/2015
     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

292. Investor protection in the UK: New tools, new challenges

     Speeches Published: 19/09/2014 Last modified: 19/09/2014
     Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

293. Firms falling short of renewal expectations

     Multi-firm reviews Published: 18/10/2017 Last modified: 18/10/2017
     This page summarises how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017.

294. Andrew Bailey speech at the Annual Public Meeting 2019

     Speeches Published: 17/07/2019 Last modified: 17/07/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

295. Share, bond and boiler room scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

296. FG19/2: SM&CR: Guidance on Statements of Responsibilities and Responsibilities Maps

     Finalised guidance Published: 08/03/2019 Last modified: 30/08/2019
     This page explains the FCA's final guidance on practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps.

297. FCA’s national and international response to coronavirus (Covid-19) and Brexit

     Speeches Published: 06/05/2020 Last modified: 08/04/2024
     Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar).

298. Investor relations in an increasingly regulated and international world

     Speeches Published: 19/06/2013 Last modified: 18/07/2013
     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

299. Financial conduct regulation in a restless world

     Speeches Published: 08/05/2019 Last modified: 08/05/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.

300. PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules)

     Policy statements Published: 16/12/2015 Last modified: 26/05/2016
     The Feedback Statement included near-final rules for the Senior Managers Regime, Certification Regime and Conduct Rules for incoming branches. ... We published near-final rules to help incoming branches prepare for the start of the new regime in March