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Showing 341 to 350 of 829 search results for senior managers regime.

341. Statement on the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the new Bounce Back Loan Scheme (BBLS)

     Statements Published: 27/04/2020 Last modified: 26/05/2021
     The Treasury has today announced amendments to the UK’s CBILS scheme to support small businesses. This statement sets out the FCA’s approach to its regulation of firms in relation to the Government’s CBILS and BBL schemes.

342. Review of principal firms in the investment management sector

     Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
     We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

343. Information on non-financial misconduct and financial misconduct allegations - May 2022

     FOI Release Date of Release: 24/05/2022
     The FCA provides information on the types of allegations received by its whistleblowing team.

344. FCA response to the independent panels’ annual reports

     Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
     In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

345. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

     Policy statements Published: 28/06/2017 Last modified: 05/04/2018
     This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.

346. FCA confirms recognition of the revised FX Global Code and the Global Precious Metals Code

     Statements Published: 19/11/2021 Last modified: 19/11/2021
     Both these voluntary market codes have been written and are owned by the industry and reflect their views of best practice

347. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities

     Consultation papers Published: 06/07/2015 Last modified: 07/02/2022
     In this paper we follow up on the feedback that we provided earlier this year in Consultation Paper 15/9: Strengthening accountability in banking: a new regulatory framework for individuals

348. FCA further bolsters its leadership team as it expands its headcount

     Press Releases Published: 05/07/2022 Last modified: 06/07/2022
     The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

349. PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5

     Policy statements Published: 03/11/2017 Last modified: 20/07/2018
     In this Policy Statement we respond to feedback arising from CP17/37 and publish handbook guidance regarding the FCA’s recognition of industry codes of conduct. Code authors will be able to seek recognition from 18 July 2018 when these this

350. A regulatory perspective: the drivers of culture and the role of purpose and governance

     Speeches Published: 18/09/2020 Last modified: 25/09/2020
     Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance.