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Showing 381 to 390 of 829 search results for senior managers regime.

381. Information relating to Senior Manager applications 2016-2022 - March 2022

     FOI Release Date of Release: 04/03/2022
     The FCA provides data relating to Senior Manager applications and approvals.

382. Period to cover absent Senior Managers extended due to coronavirus (Covid-19)

     News stories Published: 06/05/2020 Last modified: 06/05/2020
     The FCA has extended the maximum period firms can arrange cover for a senior manager without being approved, from 12 weeks to a maximum of 36 weeks, in a consecutive 12-month period.

383. Climate-related reporting requirements

     Published: 22/04/2021 Last modified: 06/10/2022
     The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements.

384. Updating and improving the UK regime for asset management: our priorities

     Speeches Published: 12/10/2023 Last modified: 12/10/2023
     Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

385. Climate Financial Risk Forum (CFRF)

     Firms Published: 11/08/2019 Last modified: 12/06/2023
     The Climate Financial Risk Forum (CFRF) brings together senior financial sector representatives to share their experiences in managing climate-related risks and opportunities.

386. AIFMD

     Focus areas Published: 08/06/2016 Last modified: 06/02/2023
     The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

387. Working here

     Published: 28/09/2016 Last modified: 11/01/2024
     Find out what it's like to work here, and how we help our people achieve a healthy work-life balance.

388. UK AIFM and NPPR fees

     Tasks for firms Published: 08/06/2016 Last modified: 05/07/2023
     Find out about fees for authorised and registered Alternative Investment Fund Managers (AIFMs), and the National Private Placement Regime (NPPR).

389. AIFM notifications

     Markets Published: 08/06/2016 Last modified: 05/07/2023
     Full-scope UK Alternative Investment Fund Managers (AIFMs) must tell us of material changes to the conditions for initial authorisation. Find out about the different rules and what you must do.

390. National private placement regime (NPPR)

     Investment managers Published: 26/05/2016 Last modified: 10/02/2023
     Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.