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Showing 391 to 400 of 829 search results for senior managers regime.

  1. Asset management: common errors when applying for authorisation

    Firm authorisation Published: 15/04/2024 Last modified: 15/04/2024
    Avoid delays and increase your chances of being authorised to work in the UK asset management sector.

  2. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

  3. Information on controlled functions automatically converted into Senior Manager Functions - July 2020

    FOI Release Date of Release: 31/07/2020
    The FCA provides information on controlled functions automatically converted into equivalent Senior Manager Functions

  4. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.

  5. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out how your firm can register on FCA Connect.

  6. Financial crime

    Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
    Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

  7. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  8. Innovation Advisory Group

    Firms Innovation Hub Published: 04/05/2023 Last modified: 15/03/2024
    The group provides a forum for FinTech and RegTech sectors and FCA to discuss issues and opportunities to inform our innovation work.

  9. Developing your career

    Published: 28/09/2016 Last modified: 20/10/2022
    Find out how we support you throughout your career with us, with a combination of on-the-job learning and opportunities to join development programmes.

  10. Our pay gap data 2020

    Data Published: 10/09/2020 Last modified: 15/07/2024
    The FCA is committed to reducing its gender, ethnicity and disability pay gaps and will work more closely with everyone in the FCA to make sure that the actions it takes will create lasting cultural change.
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