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Showing 501 to 510 of 829 search results for senior managers regime.

501. Apply for fund recognition

     Tasks for firms Published: 10/05/2015 Last modified: 14/05/2024
     Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK.

502. MIFIDPRU Remuneration Code (SYSC 19G)

     Tasks for firms Published: 13/01/2022 Last modified: 09/01/2024
     The FCA provides information on how MIFIDPRU Remuneration Code (SYSC 19G) applies to MIFIDPRU Investment firms.

503. Workplace arrangements and work-related travel

     Statements Published: 27/03/2020 Last modified: 22/09/2022
     This statement applies to all FCA-regulated firms across the UK, including in Scotland, Wales and Northern Ireland

504. Investigation opening criteria

     How we operate Published: 22/04/2016 Last modified: 21/02/2022
     Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

505. FCA pay and bonus gap data 2022

     Data Published: 19/07/2022 Last modified: 28/04/2023
     The FCA pay gap data for 2022 covers the reporting period 1 April 2021 to 31 March 2022. This year the FCA has seen improvements in most of its pay gaps, it will continue to work towards identifying and addressing the underlying issues it knows

506. FCA and ICO publish joint update on GDPR

     Statements Published: 08/02/2018 Last modified: 13/02/2018
     The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR).

507. Driving success through embracing equity

     Blogs Published: 08/03/2023 Last modified: 13/03/2023
     FCA blog by Sarah Pritchard, Executive Director of Markets, on how we all have a role to play in creating a more inclusive world.

508. Getting the right investor outcomes

     Speeches Published: 24/09/2014 Last modified: 30/09/2014
     Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

509. Aiming for calm seas in our market reforms

     Speeches Published: 20/05/2024 Last modified: 20/05/2024
     Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference.

510. Outsourcing and operational resilience

     Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
     The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.