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Showing 511 to 520 of 829 search results for senior managers regime.
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Speech: Beyond economics?
s model of competition FOR the market.What is the effect of the regime overall relative to the sum of its parts? ... ensure that the regime is proportionate.Legitimacy will be lost as stakeholders see net costs mounting at regime level from regulation -
The changing face of financial crime
Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London. -
Facing the future – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House. -
Primary Markets enforcement outcomes
A list of recent Primary Markets enforcement outcomes. -
Active investigations - January 2021
FCA provides information on its active investigations. -
Open regulators and open markets
Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union. -
Competition law
How the FCA uses competition law powers, including what this means for firms, and how to report competition law infringements. -
Information on investigations into general insurance brokers
The FCA answers multiple questions on investigations into general insurance brokers. -
DP14/3 The use of dealing commission regime
We have carried out a review on whether further changes are needed to deliver a more transparent and efficient asset management sector for end investors. -
Building a regulatory environment for the future
Speech by our CEO, Nikhil Rathi, delivered at City Week 2021.