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Showing 521 to 530 of 829 search results for senior managers regime.
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Progress against our diversity targets
Progress the FCA has made towards our ethnicity and gender targets to improve senior representation, including on our Board and executive management. -
UCITS V: requirements for managers and depositaries
Read more on how increased powers for EU regulators ensures protection and confidence for investors in Undertakings for collective investment in transferable securities (UCITS). -
Mortgage intermediaries and authorisation forms
You must complete the forms and supporting documents below before applying to us for authorisation. -
Apply to approve an individual or firm
Find out what you need to know before submitting your application. -
Persons responsible for conduct of business changes
AIFMs must register at least 2 people that are effectively responsible for the conduct of the business in order to be authorised as an AIFM. What to do if you need to update these. -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website. -
The institutionalisation of customer service
Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment -
A sustainable conduct environment
Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version. -
A strategy for positive sustainable change
Speech by our CEO, Nikhil Rathi, delivered at COP26 -
Reaping the rewards of investing in women
Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference