Search results

Showing 531 to 540 of 829 search results for senior managers regime.

531. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

532. Cautious optimism for the post-pandemic world

     Speeches Published: 23/04/2021 Last modified: 23/04/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association.

533. New appointments to the FCA Board announced

     Press Releases Published: 06/02/2020 Last modified: 06/02/2020
     The Treasury has today confirmed the appointment of two new Non-Executive Directors to the Financial Conduct Authority (FCA) Board.

534. Transitional directions

     Firms Published: 01/10/2020 Last modified: 31/03/2022
     The documents linked to on this page set out the full legal effect of the Temporary Transitional Power (TTP).

535. Two plead guilty to insider dealing

     Press Releases Published: 30/11/2016 Last modified: 30/11/2016
     In a case brought by the Financial Conduct Authority (FCA) Manjeet Mohal and Reshim Birk have today pleaded guilty to three counts of insider dealing on day three of their trial at the Central Criminal Court. They will be sentenced on 13 January 2017

536. Credit unions carrying out consumer credit activities

     Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
     Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.

537. Reportable instruments

     Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
     Find out from the FCA when a transaction is reportable, and about over-reporting.

538. Countdown to consumer credit takeover

     Speeches Published: 05/03/2014 Last modified: 07/02/2022
     Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London.

539. UK EMIR news

     Markets policy Published: 22/05/2016 Last modified: 12/07/2024
     Read our archive of news relating to EMIR dating back to August 2013.

540. How the UK will regulate for the future

     Speeches Published: 14/07/2022 Last modified: 14/07/2022
     Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.