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Showing 551 to 560 of 829 search results for senior managers regime.
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FCA confirms proposals in the event of a no-deal Brexit
The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period. As most of the changes proposed will be made under powers given to the FCA under -
Considerations for firms after the transition period
Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located. -
Publication of the PRA and FCA review into the failure of HBOS
The review concludes that ultimate responsibility for the failure of HBOS rests with the Board and senior management. ... In his report, Andrew Green QC recommends that the PRA and FCA should now consider whether any former senior managers of HBOS should -
CP24/8: Extending the SDR regime to Portfolio Management
We are consulting on extending the Sustainability Disclosure Requirements and investment labels regime to portfolio management. -
FCA proposes new rules to tackle greenwashing
In a bid to clamp down on greenwashing, the FCA is proposing a package of new measures including investment product sustainability labels and restrictions on how terms like ‘ESG’, ‘green’ or ‘sustainable’ can be used. -
FCA seeks views on regulatory approach for overseas funds
In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate. -
FCA seeks compensation for Park First investors
FCA has started proceedings against Park First Limited and seeking compensation orders in favour of investors. -
MiFID II: The future of European trading in the balance
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit. -
Green Horizon Summit: Rising to the Climate Challenge
Nikhil Rathi Speech, Green Horizon Summit: Rising to the Climate Challenge