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Showing 641 to 650 of 829 search results for senior managers regime.

641. Information on firms sanctioned for greenwashing - April 2022

     FOI Release Date of Release: 28/04/2022
     The FCA provides information on greenwashing.

642. Donre Advisory Limited enters liquidation

     Investments News stories Published: 16/07/2024 Last modified: 16/07/2024
     Donre Advisory Limited has entered creditors’ voluntary liquidation (CVL). Sean Bucknall and Andrew Hosking of Quantuma have been appointed as joint liquidators.

643. CP23/28: Updating the regime for Money Market Funds

     Consultation papers Published: 06/12/2023 Last modified: 13/03/2024
     This consultation sets out our proposals to enhance the resilience of Money Market Funds (MMFs) based in the UK. It has been developed in close consultation with the Treasury and the Bank of England.

644. Information on Applications to perform Senior Management Functions - February 2021

     FOI Release Date of Release: 23/02/2021
     The FCA provides breakdown data regarding the Senior Management Functions.

645. Data on whistleblowing disclosures received by the FCA - December 2021

     FOI Release Date of Release: 22/12/2021
     The FCA responds to request for data regarding whistleblowing reports to the FCA.

646. Information on open FCA enforcement cases - January 2020

     FOI Release Date of Release: 03/01/2020
     FCA provides Information on Open cases and active investigations into Firms and Individuals.

647. Whistleblowing qualitative assessment survey 2022

     Data Published: 04/05/2023 Last modified: 04/05/2023
     This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to

648. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

     Press Releases Published: 25/02/2021 Last modified: 26/02/2021
     Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

649. Meeting the challenge in our changing global markets

     Speeches Published: 16/05/2023 Last modified: 16/05/2023
     Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.

650. London FinTech Week 2016 - innovation in RegTech

     Speeches Published: 25/07/2016 Last modified: 31/10/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.