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Showing 701 to 710 of 829 search results for senior managers regime.

701. Information on Consumer Network and roundtable events - November 2021

     FOI Release Date of Release: 12/11/2021
     The FCA responds to multiple questions on the FCA's Consumer Network.

702. Approved Persons Regime (APR) and coronavirus: our expectations - December 2020 update

     Published: 18/12/2020 Last modified: 18/12/2020
     In June 2020, we set out our expectations to help firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19). We offered some additional flexibility in the application of rules to

703. Next steps for LIBOR transition in 2020: the time to act is now

     Press Releases Published: 16/01/2020 Last modified: 16/01/2020
     The Bank of England (the Bank), Financial Conduct Authority (FCA) and the Working Group on Sterling Risk-Free Reference Rates (RFRWG) have published a set of documents today, outlining priorities and milestones for 2020 on LIBOR transition.

704. Financial Conduct Authority appoints four new supervision directors

     Press Releases Published: 07/08/2013 Last modified: 09/12/2016
     The Financial Conduct Authority (FCA) has appointed four directors to lead key areas of its Supervision division. These appointments complete the senior structure in Supervision, and are the final step in implementing a new structure for the division

705. The FSA and the Bank of England relax the barriers to entry for new bank entrants

     Press Releases Published: 26/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) and the Bank of England have published the results of their review (the Review) into barriers to new entrants to the banking sector. This Review sets out significant changes to regulatory requirements and

706. The new simplified advice regime and the advice / guidance boundary review

     Speeches Published: 21/03/2023 Last modified: 21/03/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

707. Firms continuing operating in the UK under the Temporary Permissions Regime - February 2021

     FOI Release Date of Release: 01/02/2021
     The FCA provides information about firms that notified the FCA they wished to continue operating in the UK at the end of the Brexit transitional period.

708. FCA update following the Prime Minister’s statement on Sunday 10 May

     Statements Published: 10/05/2020 Last modified: 11/05/2020
     FCA update following the Prime Minister’s statement on Sunday 10 May 2020.

709. FCA confirms anti-greenwashing guidance and proposes extending sustainability framework

     Press Releases Published: 23/04/2024 Last modified: 25/04/2024
     Ahead of the anti-greenwashing rule coming into force on 31 May, the FCA is supporting industry with guidance to help them meet the standard.

710. CP14/9: Client Money held in Individual Savings Accounts

     Consultation papers Published: 10/06/2014 Last modified: 12/01/2023
     We publish proposals to amend client money rules in response to changes made to ISAs in the 2014 Budget.