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Showing 121 to 130 of 344 search results for set out in Primary Market Bulletin.

  1. Primary Market Bulletin 11 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.

  2. Primary Market Bulletin 12 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.

  3. FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 [pdf]

    Primary market Published: 26/04/2024
    FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4

  4. Strengthening wholesale markets

    Focus areas Last modified: 30/05/2024
    We’re reforming our rules to strengthen the UK’s position in global wholesale markets, support growth and competitiveness, and maintain high standards of consumer protection and market integrity.

  5. FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment) [pdf]

    Primary market Published: 26/04/2024
    FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment)

  6. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.

  7. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

    Newsletters Published: 05/12/2012 Last modified: 03/08/2016
    As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and

  8. FAMR Baseline tracking

    External research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

  9. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

  10. Listing and sponsor fees

    Markets Published: 03/05/2016 Last modified: 11/01/2023
    Information on fees payable by issuers and sponsors.
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