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Showing 161 to 170 of 344 search results for set out in Primary Market Bulletin.

  1. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    These questions included:. How broadly or narrowly should we interpret ‘consumer’ when thinking about the FCA’s consumer protection objective in a primary markets context? ... latter. Finally, we were also reminded of the need to be careful not to

  2. The retail intermediary market 2021

    Data Published: 21/07/2022 Last modified: 21/07/2023
    This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR).

  3. Primary multilateral trading facilities – Engagement Paper 6

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.

  4. Market Watch 67

    Newsletters Published: 28/05/2021 Last modified: 28/05/2021
    Newsletter on market conduct and transaction reporting issues.

  5. Our approach to consumers

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.

  6. CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms

    Consultation papers Published: 03/05/2023 Last modified: 03/05/2023
    We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime.

  7. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    This in turn increases the costs of trading, and may feedback into the prices issuers can get for new securities in the primary market. ... Equally, with allocations, there are a number of different practices and way of allocating issuances in the

  8. Transitional directions

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    The documents linked to on this page set out the full legal effect of the Temporary Transitional Power (TTP).

  9. FCA consults on reforms to improve the effectiveness of UK primary markets

    Press Releases Published: 05/07/2021 Last modified: 05/07/2021
    The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic

  10. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.
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