Search results
Showing 251 to 260 of 344 search results for set out in Primary Market Bulletin.
-
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
FCA overhauls listing rules to boost growth and innovation on UK stock markets
The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors. -
FCA commits to being a more innovative, assertive and adaptive regulator
The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020 -
CP14/17: Early implementation of the Transparency Directive’s requirements for reports on payments to governments
DTRs) apply and who are or who may be active in the extractive or logging of primary forest industries. ... primary information providers. Please send us your comments by 7 October 2014 in writing or using the online response form. -
The FCA and our approach to Building Societies
Speech by Linda Woodall, Director of Mortgage & Consumer Lending Subdivision at the FCA, to the Building Societies Association (BSA). -
Technical information on RMAR source data
The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the -
FCA operating service metrics 2022/23
This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence. -
TR19/4: Understanding the money laundering risks in the capital markets
We carried out this thematic review to look at the money-laundering risks and vulnerabilities in the capital markets and, where possible, to develop case studies to help inform the industry. -
FCA bans former RBS LIBOR submitter, Paul White
CHF money market positions, or those of external parties, his LIBOR submissions would be improper. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
PS16/6: Consequential Changes to the Senior Managers Regime
These changes reflect HM Treasury’s removal of the requirement for firms to report known and suspected breaches of our conduct rules to the FCA, as set out under section ... PDF]. This PS will be of primary interest to UK banks, building societies,