Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 261 to 270 of 344 search results for set out in Primary Market Bulletin.

  1. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  2. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  3. Practical implications of US law on EU practice

    Speeches Published: 19/01/2017 Last modified: 20/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe.

  4. CP14/29: Guaranteed Asset Protection insurance: a competition remedy

    Consultation papers Published: 12/12/2014 Last modified: 15/01/2015
    In this paper we set out proposed changes to the guaranteed asset protection (GAP) insurance market. ... In July 2014, we confirmed our findings from the general insurance add-ons market study that competition is not effective where products are sold as

  5. Protected forward-looking statements – Engagement Paper 3

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime.

  6. FCA publishes the final report of its investment and corporate banking market study

    Press Releases Published: 18/10/2016 Last modified: 18/10/2016
    The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market. 

  7. The institutionalisation of customer service

    Speeches Published: 12/03/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment

  8. Key requirements of firms

    Firms Published: 30/09/2020 Last modified: 31/03/2022
    Firms should have prioritised these key requirements following the end of the transition period.

  9. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

  10. How regulation can prepare the ground for economic growth

    Speeches Published: 27/09/2022 Last modified: 27/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit.
Related topics