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Showing 281 to 290 of 344 search results for set out in Primary Market Bulletin.

  1. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

  2. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

    Press Releases Published: 01/10/2018 Last modified: 01/10/2018
    The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

  3. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.

  4. FCA updates on its Sustainability Disclosure Requirements (SDR) and investment labels consultation

    News stories Published: 29/03/2023 Last modified: 29/03/2023
    The FCA sets out some of the feedback on our proposals and our next steps, including timing of the Policy Statement.

  5. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  6. FCA finalises rules to improve the protection of client money and custody assets

    Press Releases Published: 10/06/2014 Last modified: 10/06/2014
    The FCA’s client assets rules are built on a framework of primary and secondary legislation (including the relevant insolvency and company law). ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  7. CP15/31: Strengthening accountability in banking and insurance: regulatory references

    Consultation papers Published: 06/10/2015 Last modified: 08/12/2015
    Both regulators delayed making rules in order to reflect on the recommendations of the Fair and Effective Markets Review (FEMR). ... In this consultation the FCA and the PRA set out proposals for regulatory references for candidates applying for:.

  8. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

  9. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  10. Potentially Anomalous Trading Ratio 2019/20

    Data Published: 10/09/2020 Last modified: 11/06/2021
    The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets.
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