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Showing 301 to 310 of 344 search results for set out in Primary Market Bulletin.

301. PS15/1: Early implementation of the Transparency Directive’s requirements for reports on payments to governments, including feedback on CP14/17 and final rules

     Policy statements Published: 02/01/2015 Last modified: 07/02/2022
     This Policy Statement reports on the main issues arising from Consultation Paper CP14/17 and publishes final rules.

302. The expanding scope of individual accountability for corporate misconduct

     Speeches Published: 03/04/2017 Last modified: 05/04/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

303. Update on our work around pensions and retirement income

     Market studies Published: 13/07/2016 Last modified: 12/04/2024
     Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.

304. Important information for debt management customers of Debt Help & Advice Ltd, First Step Finance Ltd or Primary Business Solutions Ltd

     Press Releases Published: 22/05/2014 Last modified: 16/06/2014
     Important information for debt management customers of Debt Help & Advice Ltd, First Step Finance Ltd or Primary Business Solutions Ltd. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

305. Shareholding notification and disclosure

     Markets Published: 02/05/2016 Last modified: 02/07/2024
     There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

306. Best practice note - Identifying, controlling and disclosing inside information

     Markets Published: 09/06/2020 Last modified: 09/01/2023
     This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

307. Further guidance on enhancing resilience in Liability Driven Investment

     Multi-firm reviews Published: 24/04/2023 Last modified: 24/04/2023
     The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.

308. A helping hand for the invisible hand: the FCA’s approach to competition and innovation

     Speeches Published: 11/06/2018 Last modified: 11/06/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Competition Policy 2018: The relationship between antitrust, innovation and investment, Chatham House, London.

309. The challenges for insurance and regulators in a Big Data world

     Speeches Published: 22/11/2016 Last modified: 22/11/2016
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Association Of British Insurers (ABI) annual conference.

310. Financial Conduct Authority provides update on regulatory sandbox

     Press Releases Published: 15/06/2017 Last modified: 15/06/2017
     The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.