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Showing 331 to 340 of 344 search results for set out in Primary Market Bulletin.

  1. Brexit: information for life insurers in the UK about pensions and retirement income

    Firms Published: 26/02/2019 Last modified: 12/03/2024
    A focus for UK life insurers is their ability to continue to provide services to EEA-based customers (including expats).

  2. Cryptoasset registration: information for applicants

    Published: 26/10/2023 Last modified: 07/02/2024
    The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration.

  3. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

    Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
    On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

  4. Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures

    Press Releases Published: 16/06/2014 Last modified: 09/12/2016
    The target market for the Cliquet Product was described by CSI as "stepping stone customers" who were conservative and risk averse. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  5. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

    Policy statements Published: 04/02/2016 Last modified: 26/05/2016
    In this policy statement we set out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities. ... a permanent set of rules for references,

  6. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

    Press Releases Published: 19/12/2012 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.

  7. The FCA’s approach to supervising wealth management and private banking firms

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. PS14/15: Removing the Transparency Directive’s requirement to publish interim management statements - Including feedback on CP14/12 and final rules

    Policy statements Published: 07/11/2014 Last modified: 30/08/2015
    This Policy Statement sets out the rules coming into force on this date. ... primary information providers. From 7 November 2014, the requirement in the DTRs to publish interim management statements will be removed.

  9. CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap

    Consultation papers Published: 22/11/2018 Last modified: 05/03/2019
    This paper sets out our proposed price cap on the rent-to-own market, summarises feedback to CP18/12 on the questions we asked about rent-to-own, and sets out our final rules on a point-of-sale ban on extended warranties alongside the sale of an RTO

  10. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London
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