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Showing 1 to 10 of 15 search results for short position in Premier Oil.

1. FCA fines ARCM £873,118 for breaches of short selling disclosure rules

   Press Releases Published: 14/10/2020 Last modified: 14/10/2020
   The Financial Conduct Authority (FCA) has fined Asia Research and Capital Management Ltd (ARCM) £873,118 over transparency failures. The firm failed to notify the FCA and disclose to the public its net short position in Premier Oil Plc built

2. Final Notice 2020: Asia Research and Capital Management Ltd [pdf]

   Final notices Published: 14/10/2020 Last modified: 14/10/2020
   This Final Notice refers to Asia Research and Capital Management’s failure to notify the FCA and disclose to the public its net short position in Premier Oil in breach of short selling disclosure rules. We have fined the firm £873,118.

3. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

4. Locking down market abuse

   Speeches Published: 08/03/2021 Last modified: 08/03/2021
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

5. Primary Markets enforcement outcomes

   Published: 18/02/2021 Last modified: 07/11/2023
   A list of recent Primary Markets enforcement outcomes.

6. Primary Market Bulletin 33

   Newsletters Published: 29/03/2021 Last modified: 22/04/2021
   Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

7. Price: the cornerstone of markets

   Speeches Published: 03/02/2014 Last modified: 18/01/2017
   Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

8. Global regulation in the post-crisis era

   Speeches Published: 30/06/2016 Last modified: 01/07/2016
   Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

9. Mark Lyttleton sentenced to 12 months imprisonment for insider dealing

   Press Releases Published: 21/12/2016 Last modified: 21/12/2016
   In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 months reduced with credit to 12 months on two counts

10. FCA bans and fines two individuals for pension advice failings

    Press Releases Published: 20/03/2015 Last modified: 24/03/2020
    Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA).