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Showing 131 to 140 of 172 search results for significant failings in relation to LIBOR.

131. Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct

     Press Releases Published: 23/05/2014 Last modified: 24/03/2015
     and controls failings, in relation to the Gold Fixing. ... Plunkett's actions came the day after the publication of our LIBOR and EURIBOR action against Barclays.

132. FCA publishes decision notice against Alistair Burns deciding to ban him and fine him

     Press Releases Published: 01/12/2016 Last modified: 10/11/2017
     The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).

133. FCA tells lenders to support consumers struggling with the cost of living

     Press Releases Published: 16/06/2022 Last modified: 16/06/2022
     The Financial Conduct Authority (FCA) is today writing to more than 3,500 lenders to remind them of the standards they should meet as consumers across the country are affected by the rising cost of living. With household bills expected to continue

134. Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules

     Press Releases Published: 17/06/2015 Last modified: 17/06/2015
     ARM’s shares were returned from suspension in July 2013. These failings were significant given that the structure of the company and its subsidiary director relationships gave rise to an increased ... or parent, a person exerting significant influence

135. Aggregate complaints data: 2016 H1

     Data and research Published: 06/10/2016 Last modified: 23/05/2022
     The FCA collects complaints data from firms to assess how well they are treating their customers and how firms’ performance changes over time.

136. What does the future of insurance broking look like?

     Speeches Published: 02/07/2013 Last modified: 18/07/2013
     Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version.

137. FCA bans partners of firm that failed to consider customer SIPP suitability

     Press Releases Published: 17/04/2014 Last modified: 20/05/2014
     Andrew Rees and Timothy Hughes, partners at 1 Stop Financial Services (1 Stop), have been banned by the Financial Conduct Authority (FCA) from performing any significant influence function in relation to ... Mr Hughes also failed in his duty to ensure 1

138. Upper Tribunal upholds FCA decision to fine and ban Chief Executive of TailorMade Independent Limited, Alistair Burns

     Press Releases Published: 01/08/2018 Last modified: 01/08/2018
     On 31 July 2018, the Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to prohibit Alistair Burns, Director and CF1 of TailorMade Independent Limited (TMI) from performing any FCA significant influence or senior management

139. Financial crime controls at challenger banks

     Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
     Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

140. Investment Funds, Markets Liquidity and the Investor

     Speeches Published: 24/03/2016 Last modified: 23/06/2016
     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at The 9th Financial Risk International Forum in Paris on 21 March 2016. This is the text of the speech as drafted, which may differ from the delivered version.