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Showing 1 to 11 of 161 search results for significant fine on insurance broker.

1. Fines

   Table of fines with links to further information.

2. Tribunal upholds FCA ban and significant fine on insurance broker

   Press Releases Published: 28/06/2013 Last modified: 17/09/2013
   The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for

3. FCA bans and fines former insurance broker £140,000

   Press Releases Published: 19/07/2013 Last modified: 17/09/2013
   The Financial Conduct Authority (FCA) has fined and banned Paul Cable of Bromley, Kent £140,000 for failing to act with integrity.

4. 2014 fines

   News stories Published: 02/01/2014 Last modified: 31/08/2016
   This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

5. The FCA fines Tullett Prebon £15.4 million

   Press Releases Published: 11/10/2019 Last modified: 11/10/2019
   The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

6. FCA fines Bluefin £4m for misleading customers

   Press Releases Published: 06/12/2017 Last modified: 06/12/2017
   The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way

7. 2015 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

8. Our supervision overview

   Speeches Published: 02/06/2014 Last modified: 28/06/2024
   Speech by Clive Adamson, director of supervision, at the General Insurance conference, London.

9. FCA fines CT Capital Ltd for failures related to PPI complaint handling

   Press Releases Published: 01/06/2016 Last modified: 01/06/2016
   The effect on individual customers was potentially significant: the average redress payment made in respect of a fully upheld complaint during the period was £5,959. ... CT Capital was the parent company of a group of lenders and loan brokers and was

10. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

11. Insurance brokers: serving consumers and businesses in times of uncertainty and change

    Speeches Published: 13/05/2022 Last modified: 13/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.