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Showing 142 to 151 of 161 search results for significant fine on insurance broker.

142. Fines

     Table of fines with links to further information.

143. FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford

     Press Releases Published: 26/01/2018 Last modified: 26/01/2018
     The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford.

144. Insights from the 2020 Cyber Coordination Groups

     Research notes Published: 29/04/2021 Last modified: 29/04/2021
     Overview and insight from the latest quarterly Cyber Coordination Group meeting

145. Consumer Investments: Strategy and Feedback Statement

     Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
     The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

146. Trust and confidence - ensuring firms’ ethics are built around their customers

     Speeches Published: 12/11/2013 Last modified: 12/11/2013
     Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version.

147. FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings

     Press Releases Published: 21/07/2011 Last modified: 24/11/2021
     The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.

148. Chief Executive speaks at APM about recent work and future challenges

     Speeches Published: 20/07/2016 Last modified: 20/07/2016
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

149. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

     Press Releases Published: 23/04/2015 Last modified: 24/04/2015
     The fine is so large because Deutsche Bank also misled the regulator, which could have hampered its investigation. ... Deutsche Bank settled at an early stage of the investigation, qualifying for a 30% discount on its fine.

150. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

     Press Releases Published: 11/12/2013 Last modified: 25/11/2021
     The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

151. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

     Press Releases Published: 19/02/2013 Last modified: 09/12/2016
     The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

152. Review of terminal illness benefits within life insurance protection products

     Multi-firm reviews Published: 02/10/2023 Last modified: 02/10/2023
     FCA review of insurance companies’ approaches to terminal illness benefits to make recommendations for improvement.