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Showing 22 to 31 of 161 search results for significant fine on insurance broker.

  1. Fines

    Table of fines with links to further information.

  2. Final notice 2016: Andrea Christine Sadler [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 6 and FIT related to appointed representatives, client money, failing to act on information appropriately, lack of fitness/propriety and unfair treatment of customers in the general insurance and

  3. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

  4. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.

  5. The retail intermediary market 2019

    Data Published: 23/07/2020 Last modified: 16/11/2023
    This page provides the FCA's analysis of the intermediary sector in 2019 based on data drawn from the Retail Mediation Activities Return (RMAR).

  6. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  7. The retail intermediary market 2018

    Data Published: 06/06/2019 Last modified: 16/11/2023
    This page provides the FCA's analysis of the intermediary sector in 2018 based on data drawn from the Retail Mediation Activities Return (RMAR).

  8. FCA launches Wholesale Insurance Brokers Market Study

    Press Releases Published: 08/11/2017 Last modified: 08/11/2017
    The Financial Conduct Authority (FCA) has today launched a market study to assess how competition is working in the wholesale insurance broker sector. The FCA wants to ensure that the sector is working well, and fosters innovation and competition in

  9. RMA-I Supplement Product Sales Data: help text

    Registers and systems Published: 09/06/2016 Last modified: 11/06/2016
    4. Of total non-investment insurance premium derived from retail customers, please indicate in column D where these sales were passed up a chain and this business was significant.Answer 'Y' ... IPRU IS Annex 11Page 25 of definitions 11.3 provides

  10. The Financial Resilience Survey data

    Data Published: 04/04/2024 Last modified: 04/04/2024
    The FCA presents the results of the final Financial Resilience Survey issued in October 2023.

  11. MS17/2: Wholesale Insurance Broker Market Study

    Market studies Published: 20/02/2019 Last modified: 20/02/2019
    We have published the final report for our Wholesale Insurance Broker Market Study, concluding that while there is room for improvement, we have not found evidence of significant levels of harm that merit the introduction of intrusive remedies. As a
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