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Showing 41 to 50 of 6017 search results for support the identification.

  1. Financial Services Register

    Firms Published: 27/04/2016 Last modified: 31/05/2024
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

  2. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

    Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
    Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

  3. Sustainability TechSprint

    Published: 16/11/2021 Last modified: 19/11/2021
    In October 2021 we held a TechSprint focused on building technological solutions to overcome challenges faced by regulators in monitoring ESG Data and Disclosures.

  4. Market Watch 70

    Newsletters Published: 03/10/2022 Last modified: 03/10/2022
    In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

  5. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.

  6. Finalised Guidance: Mortgages and coronavirus: further updated tailored support guidance for firms

    Policy and guidance Finalised guidance Published: 25/03/2021 Last modified: 25/03/2021
    This guidance is designed to enable firms to continue to deliver support to customers affected by the coronavirus pandemic.

  7. FCA publishes thematic review into dark pools

    Press Releases Published: 21/07/2016 Last modified: 21/07/2016
    The FCA considered the promotion undertaken by dark pool operators, the quality of the identification, management and disclosure of conflicts of interest and also reviewed relevant governance, oversight and controls. ... To support this it has three

  8. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.

  9. Financial Lives resources library

    Last modified: 10/04/2024
    Available materials from the Financial Lives surveys including publications, questionnaires and data.

  10. HS-FX LTD

    Warnings Published: 28/12/2023 Last modified: 28/12/2023
    HS-FX LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.