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Showing 1041 to 1050 of 1891 search results for through Scamsmart.

  1. Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme

    Press Releases Published: 31/01/2018 Last modified: 31/01/2018
    Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified

  2. Future Regulatory Framework (FRF) Review reforms

    Corporate documents Published: 09/12/2022 Last modified: 14/07/2023
    The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected.

  3. FSCS supplementary levies for 2019/20

    Tasks for regulated firms Published: 22/01/2020 Last modified: 13/02/2023
    Find out more about the Financial Services Compensation Scheme's (FSCS) supplementary levy.

  4. Enhancing the UK’s capital markets – The FCA’s role and priorities

    Speeches Published: 08/02/2022 Last modified: 08/02/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

  5. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.

  6. FCA proposes new measures to encourage effective stewardship

    News stories Published: 30/01/2019 Last modified: 30/01/2019
    The FCA is proposing new measures and gathering views on how to encourage effective stewardship in the interests of investors. Most UK consumers hold investments, for example through their pensions, which are looked after by asset managers. Asset

  7. Three charged over CFD trading pension fraud

    Press Releases Published: 15/05/2024 Last modified: 11/07/2024
    The FCA has charged 3 individuals with fraud for their alleged involvement in a high-risk trading scheme, which targeted people’s pension savings.

  8. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

  9. Key requirements of firms

    Firms Published: 30/09/2020 Last modified: 31/03/2022
    Firms should have prioritised these key requirements following the end of the transition period.

  10. Money returned to investors with Anderson, Peacock and Pruthi

    News stories Published: 27/11/2015 Last modified: 12/04/2024
    The FCA is returning money to investors in illegal deposit-taking schemes operated by John Anderson, Kenneth Peacock and Kautilya Nandan Pruthi.