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Showing 1111 to 1120 of 1891 search results for through Scamsmart.

  1. FCA publishes final findings of credit card market study

    Press Releases Published: 26/07/2016 Last modified: 26/07/2016
    Some of these remedies will be delivered through FCA rules, subject to consultation; others through industry voluntary agreements or taken forward through supervisory work.

  2. FCA statement regarding motor finance firms’ financial resources

    Statements Published: 12/04/2024 Last modified: 12/04/2024
    The FCA is writing to firms to remind them they must maintain adequate financial resources at all times.

  3. FCA response to Provident’s scheme being approved by the High Court

    Statements Published: 04/08/2021 Last modified: 04/08/2021
    We continue to have significant concerns about Schemes of Arrangement being proposed and used by firms to avoid paying customers redress. The firm remains under investigation for its conduct.

  4. FCA fines and prohibits trader for market abuse

    Press Releases Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

  5. Former Blackrock Asset Management Managing Director Banned

    Press Releases Published: 15/12/2014 Last modified: 15/12/2014
    Once he had arrived in London he exited through the barriers at Cannon Street Station by "tapping out" using an Oyster travel card, paying the maximum fare of £7.20 rather

  6. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  7. FCA issues its first decision under competition law

    Press Releases Published: 21/02/2019 Last modified: 21/02/2019
    The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers.

  8. TR19/2: General insurance distribution chain

    Thematic reviews Published: 10/04/2019 Last modified: 11/09/2023
    The FCA sets out the key findings from our thematic work on the general insurance distribution chain, its expectations of firms and next steps.

  9. Catching a falling knife: an analysis of circuit breakers in UK equity markets

    Research insights Published: 03/08/2017 Last modified: 03/08/2017
    Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction.

  10. Rolling the rock: The cycle of deregulation, crisis and regulation

    Speeches Published: 02/10/2018 Last modified: 03/10/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.