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Showing 1131 to 1140 of 1891 search results for through Scamsmart.

  1. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

  2. Research Note: Cryptoassets consumer research 2023 (Wave 4)

    Data and research Research Published: 08/06/2023 Last modified: 08/06/2023
    This report contains independent quantitative research which clearly shows that cryptoassets awareness and ownership are increasing in the United Kingdom.

  3. Dual-regulated firms Remuneration Code (SYSC 19D)

    Tasks for firms Published: 21/06/2015 Last modified: 05/12/2023
    How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms.

  4. FCA updates retirement income market study terms of reference

    Press Releases Published: 09/06/2014 Last modified: 09/06/2014
    Good and poor practice identified through this review will to feed in to the market study and will also form part of the evidence-base for the development of the guidance

  5. DAC Pensions Limited enters liquidation – advice on next steps and how to protect yourself from scams

    News stories Published: 31/08/2021 Last modified: 31/08/2021
    This article gives advice to DAC clients on the steps they should take and also advice on how to protect against scams.

  6. FCA publishes Terms of Reference for the Retirement Outcomes Review

    Press Releases Published: 14/07/2016 Last modified: 10/10/2016
    We also want firms to compete hard for business, offering good outcomes for consumers through lower prices, products and services that meet customer needs, better customer service and wider choice.

  7. The FCA’s expectations of firms that operate a loan-based crowdfunding platform which facilitates loans to lending businesses [pdf]

    Correspondence Published: 28/02/2017
    The FCA is writing to firms that operate loan-based crowdfunding platforms to highlight that if a lending business borrows through a platform and then lends that money to others, it may be ‘accepting deposits’ within the meaning of Article 5 of

  8. Required permissions for asset management firms

    Published: 30/10/2018 Last modified: 05/07/2023
    If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for.

  9. MCE Insurance Limited enters administration 

    News stories Published: 18/07/2023 Last modified: 18/07/2023
    The directors of MCE Insurance Limited placed it into administration and appointed Joint Administrators. 

  10. How regulation can prepare the ground for economic growth

    Speeches Published: 27/09/2022 Last modified: 27/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit.